The Complete RE5 Exam Preparation Course

By Thato Babedi Uncategorized
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About Course

Complete RE5 Exam Preparation Course

Preparing for your RE5 examination can feel overwhelming , especially when you’re faced with large amounts of legislation, regulations, terminology and technical information to understand and remember.

Revise Finance Academy RE5 Exam Prep Course was created to make your preparation simpler, structured and focused on what you actually need to know for the exam.

Our comprehensive online RE5 preparation course takes you step-by-step through the key concepts, regulatory requirements and knowledge areas you need to understand before sitting for your examination.

You’ll learn through easy-to-follow lessons, practical examples, revision material, quizzes and exam-style questions designed to help you test your understanding and identify areas that need more attention.

What’s Included?

✔️ Comprehensive RE5 learning modules
✔️ Easy-to-understand video lessons
✔️ Simplified explanations of complex concepts
✔️ Practical examples and scenarios
✔️ Module quizzes to test your knowledge
✔️ Exam-style practice questions
✔️ Mock examinations
✔️ Revision resources and key-point summaries
✔️ Exam tips and strategies
✔️ Learn at your own pace, anytime and anywhere

Our Goal

We’re not here to make RE5 preparation more complicated.

We’re here to help you understand it.

Whether you’re writing RE5 for the first time or looking to strengthen your knowledge before your next attempt, Revise RE5 Academy gives you a structured learning path to help you prepare with greater confidence.

Study Smarter. Revise Better. Prepare With Confidence.

Start your RE5 preparation today and take the next step toward becoming exam-ready.

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What Will You Learn?

  • FAIS Act & Regulatory Framework : Understand the purpose of the FAIS Act, the regulatory framework and how it protects consumers within the financial services industry.
  • Maintaining an FSP Licence : Learn the requirements and ongoing responsibilities an FSP must meet to maintain its licence and remain compliant.
  • Key Individual Responsibilities : Understand the role of a Key Individual, including their responsibilities for managing and overseeing the FSP’s compliance and financial activities.
  • General Code of Conduct : Learn the rules governing how financial services must be provided, including disclosure, fair treatment, advice and conflicts of interest.
  • FICA & Record Keeping : Understand important compliance requirements relating to customer identification, reporting, documentation and maintaining proper records.
  • FAIS Ombud & Complaints : Learn how complaints are handled, the role of the FAIS Ombud, and the rights and responsibilities of clients and FSPs.
  • Representatives & Fit and Proper Requirements : Understand the requirements Representatives must meet, including competence, qualifications, honesty, integrity and regulatory examinations.
  • Exam Preparation & Practice : Apply your knowledge through quizzes, practical scenarios, exam-style questions and mock examinations designed to help you prepare with confidence.

Course Content

TASK 1 – The FAIS Act as a Regulatory Framework
In this module, you’ll learn the FAIS Act and its role in regulating South Africa’s financial services industry. We’ll cover the key responsibilities of FSPs, Representatives and Key Individuals, as well as important concepts such as licensing, fit and proper requirements, financial advice and intermediary services. By the end of this module, you’ll understand the fundamental FAIS principles you need to know for the RE5 examination.

  • QC 1 – Describe the FAIS Act and subordinate legislation
  • QC 2 – Financial services and different types of financial products
  • QC 3 – Apply knowledge of the financial products
  • QC 4 – The role and function of a Compliance Officer

TASK 2 – Maintaining an FSP Licence
In this module, you’ll learn how an FSP maintains its licence and remains compliant with FAIS requirements. We’ll cover key responsibilities, ongoing compliance obligations, and the requirements an FSP must meet to continue operating lawfully. By the end of this module, you’ll understand the key requirements for maintaining an FSP licence and the consequences of non-compliance.

TASK 3 – The Role & Responsibilities of a Key Individual
In this module, you’ll learn about the role and responsibilities of a Key Individual (KI) within an FSP. We’ll cover the KI’s responsibility for overseeing the FSP’s financial services activities, ensuring compliance with FAIS requirements, and maintaining proper standards of conduct. By the end of this module, you’ll understand the key duties, responsibilities and regulatory obligations of a Key Individual.

TASK 4 – Adhering to the General Code of Conduct
In this module, you’ll learn how FSPs and Representatives must comply with the General Code of Conduct when dealing with clients. We’ll cover key requirements around honest and fair treatment, disclosure, client information, advice, conflicts of interest and proper record-keeping. By the end of this module, you’ll understand the key conduct requirements and how they apply in real-world RE5 scenarios.

TASK 5 – Record Keeping Requirements
In this module, you’ll learn about the record-keeping requirements under FAIS and why accurate, complete and accessible records are essential. We’ll cover what records must be kept, how they should be maintained, and the importance of proper documentation and compliance. By the end of this module, you’ll understand the key record-keeping requirements you need to know for the RE5 examination.

TASK 6 – Financial Intelligence Centre Act FICA
In this module, you’ll learn about the Financial Intelligence Centre Act (FICA) and its role in preventing money laundering, terrorist financing and other financial crimes. We’ll cover key requirements such as customer identification and verification, record keeping, reporting obligations and compliance responsibilities. By the end of this module, you’ll understand the key FICA requirements you need to know for the RE5 examination.

TASK 7 – The FAIS Ombud
In this module, you’ll learn about the FAIS Ombud and its role in resolving complaints between clients and financial service providers. We’ll cover the Ombud’s functions, complaint procedures, jurisdiction and the rights and responsibilities of both clients and FSPs. By the end of this module, you’ll understand how the FAIS Ombud operates and what you need to know for the RE5 examination.

TASK 8 – Operating as a Representative (Fit & Proper)
In this module, you’ll learn what is required to operate as a Representative under the FAIS regulatory framework. We’ll cover the Fit and Proper requirements, including competence, honesty, integrity, good standing, qualifications and regulatory examination requirements. By the end of this module, you’ll understand the key requirements a Representative must meet to provide financial services lawfully and professionally.

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